How to Write an Effective 1st Written Warning Sample Letter: Tips and Examples

If you’ve found yourself in the position where a staff member has breached company policy, you may have to take corrective action such as providing a written warning. While being in this predicament is never pleasant, taking swift and effective action can mitigate potential negative effects on team morale, productivity and brand reputation. In this article, you’ll find a first written warning sample letter and discover how to tailor it to your organization’s specific needs. This letter has been created as a guideline, but it’s important to remember that each situation is unique, and it may require small adjustments to best reflect your organization’s culture and values. So, read on to learn how to help employees understand their actions and improve performance and find easy-to-follow examples that you can edit as needed.

The Best Structure for a 1st Written Warning Sample Letter

If you’re managing a team, then there may be times when an employee’s performance or behavior falls short of expectations. This can be a difficult situation to navigate, but it’s essential to handle it properly to ensure that the employee understands what they need to improve and how to do so.

One of the most effective ways to communicate your concerns is through a written warning letter. However, not all written warning letters are created equal. Here’s the best structure for a 1st written warning sample letter that will help you get your point across clearly and effectively:

Header:

Include a header at the top of your letter that includes the date, employee’s name, job title, and department. This helps to ensure that the letter is documented and can serve as a reference point for future discussions.

Opening paragraph:

The opening paragraph should state the purpose of the letter and briefly summarize the issue at hand. Clearly outline the employee’s performance or behavior that has led to the warning, and why this behavior is problematic for the team and organization.

Middle paragraphs:

Use the middle paragraphs to provide specific examples of the issue at hand. You want to be as clear and objective as possible, avoiding any judgmental language or tone. Use specific examples and provide evidence to support your claims.

It’s also important to mention any previous discussions or attempts to address the issue informally. This helps to demonstrate that you have given the employee ample opportunity to improve before resorting to a formal written warning.

Closing paragraph:

In the closing paragraph, it’s essential to be clear about your expectations moving forward. Specify the steps the employee needs to take to improve their performance or behavior, and set a deadline for improvement. Be sure to include any consequences that may occur if the employee fails to improve, such as additional coaching or disciplinary actions.

Finally, close the letter by providing an opportunity for the employee to respond or schedule a meeting to discuss the issue further. This helps to show that you value their input and are open to working collaboratively to resolve any concerns.

By following this structure, you’ll be able to create a 1st written warning sample letter that effectively communicates your concerns and expectations. Remember to stay objective, specific, and to the point, and always be open to dialogue and collaboration.

First Written Warning Sample Letters

Warning for Poor Attendance

Dear [Employee Name],

We regret to inform you that your attendance has been persistently poor over the past few weeks. You have been late to work regularly and have taken unapproved leaves, which has affected our operations adversely. We understand that emergencies or unforeseen circumstances can occur, but it is essential to ensure that your attendance and punctuality do not affect your work, productivity, and colleagues.

We believe you are a valuable employee and hope that you can address this issue promptly. Please make sure to improve your attendance and punctuality effective immediately and consult with your supervisor if any challenges or issues arise.

We trust that you will take the necessary corrective measures and show your commitment towards your role and obligations. Otherwise, we may be forced to undertake further disciplinary actions that could impact your employment status.

Thank you for your understanding and cooperation in this matter.

Best regards,

[Manager Name]

Warning for Unprofessional Behavior

Dear [Employee Name],

We are writing to express our concern regarding your behavior and attitude in the workplace. We have received several reports from your colleagues and customers about your disrespectful and unprofessional conduct, including shouting, using inappropriate language, and ignoring customer complaints.

We take all forms of inappropriate behavior in the workplace seriously, and it is imperative to maintain a respectful and positive environment at all times, regardless of the circumstances. We cannot tolerate unprofessional behavior that could compromise our company’s reputation or affect our relationship with colleagues and clients.

We expect you to correct this issue immediately and become an exemplary employee who embraces teamwork, integrity and treats others with respect. We believe that you are capable of improving and will provide you with the necessary support and resources to help you achieve your goals.

Please be aware that any future incidents of unprofessional behavior could lead to further disciplinary actions, up to and including termination of employment.

Thank you for your attention to this matter.

Sincerely,

[Manager Name]

Warning for Inadequate Performance

Dear [Employee Name],

We are writing to notify you that your overall performance has been falling short of our expectations. We have noticed that you have been struggling to meet the set targets, complete projects within the deadlines, and deliver quality work. This level of poor performance cannot continue if you want to remain a valuable employee of our company.

You must take this warning seriously and take steps to improve your work quality and productivity immediately. Please discuss your challenges and concerns with your supervisor, who will provide you with the necessary guidance and support to help you improve your performance.

We want to support and help you in improving your performance, but we also expect you to take responsibility for your actions and work towards improving them, to avoid any negative consequences for you or the organization. Please take this warning as an opportunity to make necessary changes to your work, which will improve the quality of your work and job satisfaction.

If you fail to improve your performance within the allotted time, we may be forced to take further disciplinary action that could impact your employment status. We hope that it will not be necessary.

Thank you for your attention to this matter.

Best regards,

[Manager Name]

Warning for Insubordination

Dear [Employee Name],

It has come to our attention that you have been exhibiting insubordinate behavior towards your supervisor, including refusing to follow instructions, being argumentative, and showing a lack of respect. This kind of behavior is unacceptable and cannot be ignored. It goes against the expected professional conduct at the workplace and can have detrimental effects on your productivity and work relationships.

We strongly advise you to refrain from the disrespectful and insubordinate behavior, to avoid any negative impact on your job satisfaction and performance. We understand that disagreements and conflicts can happen, but you are expected to handle them with maturity and respect.

Please rectify your disruptive behavior immediately and work with your colleagues and supervisor to maintain a positive work environment. Your attitude and behavior towards company roles and policies also require improvement, and we expect you to take responsibility for your actions and take the necessary actions to improve your work performance.

If such behavior persists or escalates, we may have to take further disciplinary action, up to and including termination of employment. We hope that this will not be necessary.

Thank you for taking this warning seriously and for your cooperation in ensuring that our company’s standards of conduct and professionalism are maintained.

Sincerely,

[Manager Name]

Warning for Violation of Company Policies

Dear [Employee Name],

We are writing to inform you that you have been found in violation of [policy name] as outlined in the company handbook. These policies are implemented to ensure that our work environment is safe, respectful and professional, and all employees must abide by them to avoid any negative consequences for their career or the company.

The consequences of such policies violations can’t be overemphasized, so we advise you to look into the issue as soon as possible.

We advise you to read through our company policies and procedures again to be familiar with the correct way of doing things and also the consequences when policies are violated. We expect you to follow the company policies strictly henceforth, and ensure that any such violation does not occur again.

Please note that any further violation of the company policy may lead to further disciplinary action, up to and including termination.

Thank you for giving this matter the utmost attention it deserves and also for working with us to ensure that the company workplace policies are enforced.

Best regards,

[Manager Name]

Warning for Poor Communication with Colleagues and Management

Dear [Employee Name],

We are writing to express our concern about your inability to communicate effectively with your colleagues and supervisors. Good communication skills are essential to work as a team, make informed decisions, and deliver on tasks efficiently.

It has come to our attention that you have been struggling to communicate with your colleagues and management, and this has affected the coordination and flow of work within the team. We have noticed that you have been hesitant to ask questions or provide information to your colleagues, and often miss important deadlines and goals as a result.

We advise you to prioritize your communication skills as poor communication can lead to mistakes, misunderstandings and it’s unprofessional. It is essential to communicate clearly, respectfully and in time.

We call on you to take this warning seriously and work towards building healthier relationships and better communication with your colleagues. Please, consult with your supervisor or HR team for any training programs, coaching, or guidance on how to improve your communication skills in the workplace.

Thank you for understanding the importance of better communication and working to improve it promptly.

Best regards,

[Manager Name]

Warning for Inappropriate Use of Company Resources

Dear [Employee Name],

We are writing to inform you that we have noticed that you have been using company resources such as the internet, phone, and printers for personal matters during office hours. This kind of behavior is considered inappropriate and unprofessional and is not reflective of the company’s standards and policies.

We must remind you that the company resources are meant for official purposes only and should be used responsibly and ethically.

We advise you to keep in check of your use of the company’s resources and make proper use of the available resources only for official purposes. We expect you to comply strictly with the company policies and ensure that no further misconduct occurs.

Please make sure to take this warning seriously as an opportunity to improve your work practices and avoid any potential disciplinary actions that may negatively impact your work or employment status in the company.

Thank you for your understanding and cooperation in this matter.

Sincerely,

[Manager Name]

Tips for Writing an Effective 1st Written Warning Sample Letter

As an employer, it is important to properly manage your staff and ensure that their performance is up to par. However, there may come a time when an employee’s behavior or performance falls below expectations, and you need to address the issue in a professional manner. This is where a first written warning letter comes in handy. Here are some tips to keep in mind when drafting a first written warning sample letter:

1. Be Clear and Concise

The first written warning letter should be straightforward and easy to understand. Avoid using jargon and technical terms that may confuse your employees. Explain the problem clearly and provide specific examples of the behavior or performance that needs improvement. Also, be sure to state the consequences if the issue is not addressed within a specified time frame.

2. Use a Professional Tone

A first written warning sample letter should be written in a professional tone. Avoid using overly emotional language and refrain from being accusatory or confrontational. Instead, approach the issue in a calm and objective manner, making it clear that you are offering constructive feedback to help the employee improve.

3. Offer Solutions

When drafting the first written warning sample letter, consider offering solutions to the problem at hand. Perhaps there is a need for additional training or coaching to help the employee improve their performance. Alternatively, you may need to set specific goals or expectations for the employee moving forward. Whatever the case may be, be sure to provide actionable steps that the employee can take to improve their performance.

4. Document Everything

It is important to keep a record of all communication regarding the issue at hand. Be sure to document the date and time of the communication, as well as any specific issues or solutions discussed. This will come in handy if you need to take further disciplinary action down the line.

5. Follow Up

After sending the first written warning sample letter, be sure to follow up with the employee to see how they are progressing. Offer support and assistance where needed, and be prepared to take further disciplinary action if the issue persists. Remember, the goal of the first written warning letter is to help the employee improve, so be prepared to take action if necessary.

By following these tips, you can effectively address performance issues with your employees and help them improve their performance moving forward. Remember to approach the issue in a professional and constructive manner, and be prepared to offer solutions and support where needed.

1st written warning sample letter


What is a 1st written warning?

A 1st written warning is a formal letter issued to an employee by their employer, warning them about their poor performance, misconduct, or breach of company policy. This letter is usually issued after a series of informal discussions have failed to rectify the issue.

What should be included in a 1st written warning letter?

A 1st written warning letter should clearly state the reason for the warning, the specific behavior or action that needs improvement, the consequences of not improving, and a timeline for improvement. It should also include any relevant company policies or procedures that have been breached and any supporting evidence.

How should an employee respond to a 1st written warning?

An employee should respond to a 1st written warning by acknowledging receipt of the letter, indicating that they understand the reason for the warning, and providing a plan for improvement. They should also seek clarification from their employer if they are unsure about any of the points raised in the letter.

What are the consequences of not improving after a 1st written warning?

If an employee does not improve their performance or behavior after receiving a 1st written warning, they may face further disciplinary action, such as a final warning or termination of employment. The consequences will depend on the severity of the issue and the company’s policies and procedures.

Can an employee appeal a 1st written warning?

Yes, an employee can appeal a 1st written warning by submitting a written appeal to their employer. The appeal should outline the grounds for the appeal and any supporting evidence. The employer will then review the appeal and either uphold or overturn the warning.

What should an employee do if they disagree with the 1st written warning?

If an employee disagrees with a 1st written warning, they should seek clarification from their employer and provide evidence to support their case. They may also consider submitting a written appeal, as outlined above.

How long does a 1st written warning stay on an employee’s record?

The length of time a 1st written warning stays on an employee’s record will depend on the company’s policies and procedures. In some cases, it may be removed after a certain period of time, while in others it may remain on record indefinitely, but with less weight as time goes on and after sustained improvement.

Wrapping It Up

And that’s it for our 1st written warning sample letter. We hope this article has been helpful for you and that you now have a better idea of how to write a warning letter for your employees. Remember that communication is key, and it’s always important to approach the situation with empathy and understanding. Thanks for reading and we’ll see you again soon!